Code Adoption

Current Code
ASME A17.1-2016
Prior Code
ASME A17.1 prior editions adopted through successive New York State Building Code versions
Effective Date
May 12, 2020

New York State adopts ASME A17.1-2016 without state-level amendments. However, New York City maintains a separate, more stringent regulatory framework through the NYC Building Code and NYC Administrative Code, which contains NYC-specific requirements that modify and supplement ASME A17.1 requirements. Outside NYC, localities may adopt local elevator ordinances that must meet or exceed ASME A17.1-2016 minimum standards. Effective January 1, 2022, New York State Labor Law Article 33 established statewide licensing requirements for all elevator mechanics, inspectors, and contractors.

Governing Authority

Authority
New York State: New York State Department of Labor (DOL), Engineering Services Unit and Industry Inspection Bureau. New York City: NYC Department of Buildings (DOB), Elevator Division.
Phone
(518) 457-1536
Email
[email protected]
Website
Official Site →
02 TESTING

Testing & Inspection Schedule

Routine Inspection
Annual in NYC; local jurisdiction determines frequency outside NYC (ASME A17.1-2016 Appendix N minimum standard applies)

New York City: Elevators must be inspected and tested twice annually - once for the periodic inspection (filed within 14 days) and once for Category testing (CAT1, CAT3, or CAT5 as applicable). DOB contracts with approved Elevator Inspection Agencies (EIAs) to conduct inspections on behalf of the city. Results are filed electronically with DOB. Outside NYC: Each city, town, or village inspects elevators under its jurisdiction per local building code, provided that those codes are at least as stringent as New York State Building Code minimums (ASME A17.1-2016 frequency per Appendix N). The NYS DOL Industry Inspection Bureau conducts inspections for elevators in factory and mercantile establishments statewide.

Category 1 Test
Annual (12 months)

Category 1 no-load safety test per ASME A17.1-2016 Section 8.6.1.2. In New York City: performed between January 1 and December 31 each calendar year by DOB-contracted inspection agencies; reports must be filed within 21 days of test. Outside NYC: performed per ASME A17.1-2016 inspection schedule by licensed elevator mechanics under local jurisdiction oversight, with state licensing requirements per Labor Law Article 33 (effective January 2022).

Category 5 Test
Every 5 years

Category 5 full-load, full-speed comprehensive safety test per ASME A17.1-2016 Section 8.6.1.6. In New York City: performed within 5 years from the month of the most recent CAT5 test (or from the month of final acceptance for new elevators); reports must be filed within 21 days. Outside NYC: every 5 years per ASME A17.1-2016 Appendix N, Table N-1 requirements.

Additional Required Tests

Periodic inspection (NYC) - separate from CAT testing
Annual (January 1 – December 31) - NYC only — New York City requires a separate periodic visual inspection in addition to Category tests. The periodic inspection report must be filed with DOB within 14 days of inspection. The CAT1, CAT3, or CAT5 tests are scheduled separately and have their own filing deadlines (21 days).
Applies to: All regulated elevators and conveyances in New York City
Fire service functional test (Phase I and Phase II)
Per ASME A17.1-2016 requirements — Firefighter emergency operation verification per ASME A17.1-2016 Section 2.27. Phase I car recall and Phase II in-car firefighter operation. Required for all elevators with fire service capability.
Applies to: Elevators equipped with firefighter emergency operation (Phase I and/or Phase II)
Acceptance inspection (new installation or alteration)
Upon completion of new installation or permitted alteration — A certificate of operation may not be issued until an acceptance inspection and required tests are completed. In NYC: filed through DOB NOW: Build. Outside NYC: permit obtained from local jurisdiction; acceptance inspection required before elevator is placed in service.
Applies to: All new elevator installations and permitted alterations
Plans and specifications review (Engineering Services Unit - factory/mercantile)
Before installation or alteration for factory/mercantile buildings — The NYS DOL Engineering Services Unit reviews and approves plans for elevators and escalators in factory and mercantile establishments before permits are issued. Variance form AV 99 is required for Elevator Plan and Fee Submission.
Applies to: Elevators in factory and mercantile establishments statewide
Certificate validity: Annual (NYC); varies by local jurisdiction outside NYC
Certificate of operation must be conspicuously posted inside the elevator car. In NYC: DOB-issued inspection certificate posted in each elevator car and renewed annually. Non-compliance results in DOB violations.
03 LICENSING

Licensing Requirements

Elevator Contractor License

Required to engage in the business of elevator and conveyance work or accessibility lift work, or to represent as an elevator contractor. Must employ at least one licensed elevator mechanic.

Requirements: $1 million minimum general liability insurance; current workers' compensation and disability insurance; employment or ownership of a licensed elevator mechanic. Application through NYS DOL MPWR portal.
Expires: Every 2 years; fee $600
Elevator Inspection Contractor License

Required for businesses conducting elevator inspection and testing services. Must employ at least one licensed elevator inspector.

Requirements: $1 million minimum general liability insurance; current workers' compensation and disability insurance; employment or ownership of a licensed elevator inspector.
Expires: Every 2 years; fee $600
Elevator Mechanic License

Required for design, construction, installation, maintenance, alteration, service, and repair of elevators and other conveyances.

Requirements: One of: (1) Current NAEC Certified Elevator Technician (CET) certification; (2) 4+ years of supervised state experience (pre-2022 pathway); (3) Certificate of completion of nationally recognized elevator industry training program; (4) Certificate of completion of a state-registered apprenticeship program for Elevator Servicer Repairer.
Expires: Every 2 years; fee $100
Accessibility Lift Technician License

Design, construction, installation, maintenance, alteration, service, and repair of accessibility lifts (ASME A18.1 platform lifts and stairway chairlifts).

Requirements: Current NAEC Certified Accessibility and Private Residence Lift Technician (CAT) certification, or equivalent training program completion with verified work experience.
Expires: Every 2 years; fee $100
Elevator Inspector License

Inspection and testing of elevators and other conveyances regulated under New York State law.

Requirements: Current QEITF or NAESA QEI certification, OR equivalent licensure from an approved municipal program (NYC DOB Elevator Inspection Agency Director or Inspector recognized as equivalent).
Expires: Every 2 years; fee $100
Elevator Accessibility Technician License

Restricted license limited to ASME A18.1-2017 platform lifts only. More limited scope than Accessibility Lift Technician License.

Requirements: Current NAEC CAT certification PLUS minimum 3 years of verified work experience constructing, maintaining, and repairing platform lifts.
Expires: Every 2 years; fee $100
License Authority: New York State Department of Labor, Licensing and Certification Unit - Harriman Campus, Building 12, Room 161A, Albany, NY 12240. Phone: (518) 457-2735. Application portal: dol.ny.gov/mpwr
Reciprocity: NYC DOB Elevator Inspection Agency Director and Inspector licenses have been recognized by NYS DOL as equivalent to the NYS Elevator Inspector License for reciprocal recognition purposes. For other out-of-state credentials, applicants must meet NYS qualification standards (NAEC CET for mechanics, QEITF/NAESA QEI for inspectors) or demonstrate equivalent training program completion. Contact NYS DOL Licensing and Certification Unit at (518) 457-2735 for specific reciprocity determinations.
04 PERMITS

Permit Requirements

New Installation
Required
Modernization
Required
Alteration
Required
Acceptance Inspection: Required — No elevator may be operated until a certificate of operation has been issued by the appropriate authority confirming the elevator has been inspected and found safe. In NYC: DOB-contracted EIA completes final acceptance inspection; certificate issued through DOB system. Outside NYC: local building department issues acceptance inspection clearance. For factory/mercantile buildings: NYS DOL Industry Inspection Bureau involved in acceptance.
05 ENFORCEMENT

Violations & Penalties

NYC: More than 15,000 elevator violations issued annually. Fines range from $500 to $2,500 per violation depending on type and severity. Late filing of periodic inspection report: $50/month residential, $150–$250/month non-residential. Failure to file by annual deadline: $1,000 residential, $3,000–$5,000 non-residential. Failure to correct defects within 104 days: $1,000 residential, $3,000 non-residential. Defect correction must be completed within 10 calendar days of inspection; affirmation of correction filed to dismiss violation. Outside NYC: civil penalties per local code and state Labor Law Article 33 enforcement.

Operating Without Permit:

Operating an elevator without a required permit or certificate of operation is unlawful under New York Labor Law Article 33 and ASME A17.1-2016. NYC: elevator subject to DOB stop-work order and civil penalties. Outside NYC: local jurisdiction may order elevator out of service; state DOL may take enforcement action under Article 33. It is unlawful for any owner or lessee to operate or permit operation of an elevator until a certificate of operation has been issued.

Failed Inspection:

NYC: deficiency notices issued; correction deadline of 10 calendar days; affirmation of correction must be filed. Failure to correct within 104 days: $1,000–$3,000 fine. Repeated or willful violations subject to escalated enforcement. Outside NYC: local jurisdiction enforcement; potential out-of-service order for serious safety deficiencies.

06 LEGAL

Key Statutes & Regulations

New York Labor Law Article 33 (§§ 950–954)
Elevators and Other Conveyances; Licensing - establishes statewide licensing for mechanics, inspectors, and contractors (effective January 1, 2022)
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N.Y. Lab. Law § 950
Application - scope of Article 33 elevator and conveyance coverage
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N.Y. Lab. Law § 951
Definitions - permit, certificate of operation, elevator conveyance definitions
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N.Y. Lab. Law § 952
Licensing and Compliance Requirements - license types, qualifications, insurance, and enforcement
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NYC Administrative Code Title 28, Article 304
Periodic Inspection of Elevators - NYC-specific inspection and testing requirements
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Regulations

New York State Building Code 2020, Chapter 30
Elevators and Conveying Systems - adopts ASME A17.1-2016; inspection frequency per Appendix N Table N-1
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ASME A17.1-2016 (adopted by NY State, effective May 12, 2020)
Safety Code for Elevators and Escalators - governing design, installation, operation, inspection, and maintenance
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1 RCNY § 103-02
NYC Rules - Elevator Inspections and Tests, Filing Requirements, Penalties and Waivers
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NYC Building Code 2022, Appendix K
Modified Industry Standards for Elevators and Conveying Systems (NYC-specific modifications to ASME A17.1)
View →

Key Notes for New York

New York State is the largest elevator market in the United States, with NYC alone operating 84,000+ regulated elevator devices. Key contacts: NYS DOL Engineering Services Unit: (518) 457-1536, Building 12 Room 154, State Office Campus, Albany NY 12226. NYS DOL Licensing and Certification Unit: (518) 457-2735, Building 12 Room 161A, Harriman Campus, Albany NY 12240. NYC DOB Elevator Division: nyc.gov/buildings. License applications: dol.ny.gov/mpwr. The Elevator Safety Act (Chapter 750 of the Laws of 2019, effective January 2022) created the Article 33 licensing framework. NYC separately licenses elevator contractors and inspection agency directors through DOB - NYC licensure may qualify for NYS DOL reciprocal recognition. Outside NYC, cities like Buffalo and Binghamton maintain local elevator inspection programs within state minimums.

Last verified: 2026-02-18

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