New York Elevator Code Requirements
ASME A17.1-2016 — effective May 12, 2020
Code Adoption
- Current Code
- ASME A17.1-2016
- Prior Code
- ASME A17.1 prior editions adopted through successive New York State Building Code versions
- Effective Date
- May 12, 2020
New York State adopts ASME A17.1-2016 without state-level amendments. However, New York City maintains a separate, more stringent regulatory framework through the NYC Building Code and NYC Administrative Code, which contains NYC-specific requirements that modify and supplement ASME A17.1 requirements. Outside NYC, localities may adopt local elevator ordinances that must meet or exceed ASME A17.1-2016 minimum standards. Effective January 1, 2022, New York State Labor Law Article 33 established statewide licensing requirements for all elevator mechanics, inspectors, and contractors.
Governing Authority
- Authority
- New York State: New York State Department of Labor (DOL), Engineering Services Unit and Industry Inspection Bureau. New York City: NYC Department of Buildings (DOB), Elevator Division.
- Phone
- (518) 457-1536
- [email protected]
- Website
- Official Site →
Testing & Inspection Schedule
New York City: Elevators must be inspected and tested twice annually - once for the periodic inspection (filed within 14 days) and once for Category testing (CAT1, CAT3, or CAT5 as applicable). DOB contracts with approved Elevator Inspection Agencies (EIAs) to conduct inspections on behalf of the city. Results are filed electronically with DOB. Outside NYC: Each city, town, or village inspects elevators under its jurisdiction per local building code, provided that those codes are at least as stringent as New York State Building Code minimums (ASME A17.1-2016 frequency per Appendix N). The NYS DOL Industry Inspection Bureau conducts inspections for elevators in factory and mercantile establishments statewide.
Category 1 no-load safety test per ASME A17.1-2016 Section 8.6.1.2. In New York City: performed between January 1 and December 31 each calendar year by DOB-contracted inspection agencies; reports must be filed within 21 days of test. Outside NYC: performed per ASME A17.1-2016 inspection schedule by licensed elevator mechanics under local jurisdiction oversight, with state licensing requirements per Labor Law Article 33 (effective January 2022).
Category 5 full-load, full-speed comprehensive safety test per ASME A17.1-2016 Section 8.6.1.6. In New York City: performed within 5 years from the month of the most recent CAT5 test (or from the month of final acceptance for new elevators); reports must be filed within 21 days. Outside NYC: every 5 years per ASME A17.1-2016 Appendix N, Table N-1 requirements.
Additional Required Tests
Certificate of operation must be conspicuously posted inside the elevator car. In NYC: DOB-issued inspection certificate posted in each elevator car and renewed annually. Non-compliance results in DOB violations.
Licensing Requirements
Required to engage in the business of elevator and conveyance work or accessibility lift work, or to represent as an elevator contractor. Must employ at least one licensed elevator mechanic.
Required for businesses conducting elevator inspection and testing services. Must employ at least one licensed elevator inspector.
Required for design, construction, installation, maintenance, alteration, service, and repair of elevators and other conveyances.
Design, construction, installation, maintenance, alteration, service, and repair of accessibility lifts (ASME A18.1 platform lifts and stairway chairlifts).
Inspection and testing of elevators and other conveyances regulated under New York State law.
Restricted license limited to ASME A18.1-2017 platform lifts only. More limited scope than Accessibility Lift Technician License.
Permit Requirements
Violations & Penalties
NYC: More than 15,000 elevator violations issued annually. Fines range from $500 to $2,500 per violation depending on type and severity. Late filing of periodic inspection report: $50/month residential, $150–$250/month non-residential. Failure to file by annual deadline: $1,000 residential, $3,000–$5,000 non-residential. Failure to correct defects within 104 days: $1,000 residential, $3,000 non-residential. Defect correction must be completed within 10 calendar days of inspection; affirmation of correction filed to dismiss violation. Outside NYC: civil penalties per local code and state Labor Law Article 33 enforcement.
Operating an elevator without a required permit or certificate of operation is unlawful under New York Labor Law Article 33 and ASME A17.1-2016. NYC: elevator subject to DOB stop-work order and civil penalties. Outside NYC: local jurisdiction may order elevator out of service; state DOL may take enforcement action under Article 33. It is unlawful for any owner or lessee to operate or permit operation of an elevator until a certificate of operation has been issued.
NYC: deficiency notices issued; correction deadline of 10 calendar days; affirmation of correction must be filed. Failure to correct within 104 days: $1,000–$3,000 fine. Repeated or willful violations subject to escalated enforcement. Outside NYC: local jurisdiction enforcement; potential out-of-service order for serious safety deficiencies.
Key Statutes & Regulations
Regulations
Key Notes for New York
New York State is the largest elevator market in the United States, with NYC alone operating 84,000+ regulated elevator devices. Key contacts: NYS DOL Engineering Services Unit: (518) 457-1536, Building 12 Room 154, State Office Campus, Albany NY 12226. NYS DOL Licensing and Certification Unit: (518) 457-2735, Building 12 Room 161A, Harriman Campus, Albany NY 12240. NYC DOB Elevator Division: nyc.gov/buildings. License applications: dol.ny.gov/mpwr. The Elevator Safety Act (Chapter 750 of the Laws of 2019, effective January 2022) created the Article 33 licensing framework. NYC separately licenses elevator contractors and inspection agency directors through DOB - NYC licensure may qualify for NYS DOL reciprocal recognition. Outside NYC, cities like Buffalo and Binghamton maintain local elevator inspection programs within state minimums.
Last verified: 2026-02-18
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